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ACCOUNT ENROLLMENT AND FORMS GENERATION
Account Enrollment
– Advisor Station maps each respective Clearing firm account enrollment sequence that finalizes information required for opening
specific account types through a given Clearing Firm (e.g. – opening an IRA through Bear Sterns). The application allows Advisors
to name beneficiaries, auto-populate ACAT’s, add Interested Parties to account, include trading authorizations, etc.
Forms
Generation – Advisor Station handles preparation of account establishment documents by selecting and pulling the respective
forms (by the associated Clearing Firm), then automatically populating the required data, and producing a PDF document for
print/signature. All forms are electronically stored and linked to Client.
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